-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ICTE9+521Yv9KDSnyEwcc0R4MzHrP513szb9bgVclhv6jl/46MPsx4tJucYXLUI9 REkkjfyIcNWHIkI/awoefA== 0000922907-10-000090.txt : 20100216 0000922907-10-000090.hdr.sgml : 20100215 20100216153456 ACCESSION NUMBER: 0000922907-10-000090 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 GROUP MEMBERS: JAYHAWK CHINA FUND (CAYMAN), LTD. GROUP MEMBERS: KENT C. MCCARTHY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CDC CORP CENTRAL INDEX KEY: 0001076770 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58465 FILM NUMBER: 10607188 BUSINESS ADDRESS: STREET 1: 11/F ING TOWER STREET 2: 308 DES VOEUX ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 85228938200 MAIL ADDRESS: STREET 1: 11/F ING TOWER STREET 2: 308 DES VOEUX ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: CHINADOTCOM CORP DATE OF NAME CHANGE: 20000830 FORMER COMPANY: FORMER CONFORMED NAME: CHINA COM CORP DATE OF NAME CHANGE: 19990113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001002078 IRS NUMBER: 481172612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 BUSINESS PHONE: 9136422611 MAIL ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 FORMER COMPANY: FORMER CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19961121 SC 13G/A 1 formsch13ga_021010.htm SC 13G/A formsch13ga_021010.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

SCHEDULE 13G/A
Amendment No. 4

Under the Securities Exchange Act of 1934*


CDC Corporation
(Name of Issuer)
 
Class A Common Stock, par value $0.00025 per share
(Title of Class of Securities)
 
G2022L106
(CUSIP Number)
 
December 31, 2009
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]                 Rule 13d-1(b)
[X]                 Rule 13d-1(c)
[   ]                 Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 
 

 


CUSIP No.
G2022L106

 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
Jayhawk China Fund (Cayman), Ltd. (98-0170144)
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
Less than 5%*
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
Less than 5%*
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Less than 5%*
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 5%*
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN

*  Based on 106,014,502 outstanding shares of common stock, par value $0.00025 per share, as reported by CDC Corporation on its Form 6-F filed on December 16, 2009.
 

 
Page 1 of 6 Pages

 


CUSIP No.
G2022L106


 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
Jayhawk Capital Management, L.L.C. (48-1172612)
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF
SHARES
BENEFICIALLY
 OWNED BY
EACH
REPORTING
PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
Less than 5%*
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
Less than 5%*
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Less than 5%*
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 5%*
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO

*  Based on 106,014,502 outstanding shares of common stock, par value $0.00025 per share, as reported by CDC Corporation on its Form 6-F filed on December 16, 2009.




 
Page 2 of 6 Pages

 


CUSIP No.
G2022L106


 
1
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON  (entities only)
Kent C. McCarthy
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [   ]
(b)  [X]
 
3
 
SEC USE ONLY
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
 
 
NUMBER OF
SHARES
BENEFICIALLY
 OWNED BY
EACH
REPORTING
PERSON
WITH:
 
5
 
SOLE VOTING POWER
0
 
6
 
SHARED VOTING POWER
Less than 5%*
 
7
 
SOLE DISPOSITIVE POWER
0
 
8
 
SHARED DISPOSITIVE POWER
Less than 5%*
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Less than 5%*
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions)  [   ]
Not Applicable
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Less than 5%*
 
12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN

*  Based on 106,014,502 outstanding shares of common stock, par value $0.00025 per share, as reported by CDC Corporation on its Form 6-F filed on December 16, 2009.

 
Page 3 of 6 Pages

 

   
 Item 2(b)    Address of Principal Business Office or, if None, Residence:
 
The principal business address of Jayhawk China Fund (Cayman), Ltd., Jayhawk Capital Management, L.L.C., and Kent C. McCarthy is 930 Tahoe Blvd., 802-281, Incline Village, NV, 89451.
 
 Item 4    Ownership:
 
The information below is as of December 31, 2009.

(a)  Amount beneficially owned:
1.  Jayhawk China Fund (Cayman), Ltd.: Less than 5%
2.  Jayhawk Capital Management, L.L.C.: Less than 5%
3.  Kent C. McCarthy: Less than 5%

(b)  Percent of class:
1.  Jayhawk China Fund (Cayman), Ltd.: Less than 5%
2.  Jayhawk Capital Management, L.L.C.: Less than 5%
3.  Kent C. McCarthy: Less than 5%

(c)  Number of shares as to which the person has:

 
(i)
Sole power to vote or to direct the vote:
1.  Jayhawk China Fund Cayman, Ltd.: 0
2.  Jayhawk Capital Management, L.L.C.: 0
3.  Kent C. McCarthy: 0
 
 
(ii)
Shared power to vote or direct the vote:

        1.  Jayhawk China Fund (Cayman), Ltd.: Less than 5%
2.  Jayhawk Capital Management, L.L.C.: Less than 5%
3.  Kent C. McCarthy: Less than 5%

 
(iii)
Sole power to dispose or to direct the disposition of:
1.  Jayhawk China Fund Cayman, Ltd.: 0
2.  Jayhawk Capital Management, L.L.C.: 0
3.  Kent C. McCarthy: 0

 
(iv)
Shared power to dispose or to direct the disposition of:
1.  Jayhawk China Fund (Cayman), Ltd.: Less than 5%
2.  Jayhawk Capital Management, L.L.C.: Less than 5%
3.  Kent C. McCarthy: Less than 5%

Percent of Class is based on 106,014,502 outstanding shares of common stock, par value $0.00025 per share, as reported by CDC Corporation on its Form 6-F filed on December 16, 2009.
 
 Item 5  
Ownership of Five Percent or Less of a Class:
     
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following:

 
[ X]


 
Page 4 of 6 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, the parties below certify that the information set forth in this statement is true, complete and correct.

Dated:
February 16, 2010
 
 
     
       
   
/s/ Kent C. McCarthy 
 
   
Kent C. McCarthy
 
       
       

 
 
Jayhawk Capital Management, L.L.C.
 
       
 
By:
/s/ Kent C. McCarthy  
 
   
Name: Kent C. McCarthy
 
   
Title: Manager
 

 
Jayhawk China Fund (Cayman) Ltd.
 
       
 
By:
Jayhawk Capital Management, L.L.C.
Its Investment Manager
 
/s/ Kent C. McCarthy 
 
   
Name:  Kent C. McCarthy
 
   
Title:    Manager
 
       

 
Page 5 of  6 Pages

 
Exhibit A

AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G
 
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.00025 per share, of CDC Corporation, and further agree that this Agreement be included as an exhibit to such filings.
 
In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 13th day of February, 2009
     
       
   
/s/ Kent C. McCarthy 
 
   
Kent C. McCarthy
 
       
       

 
 
Jayhawk Capital Management, L.L.C.
 
       
 
By:
/s/ Kent C. McCarthy  
 
   
Name: Kent C. McCarthy
 
   
Title:   Manager
 

 
Jayhawk China Fund (Cayman) Ltd.
 
       
 
By:
Jayhawk Capital Management, L.L.C.
Its Investment Manager
 
/s/ Kent C. McCarthy 
 
   
Name:  Kent C. McCarthy
 
   
Title:    Manager
 
       

Page 6 of 6 Pages

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